Regulatory Compliance

Regulatory compliance approach is used to ensure that all necessary governance requirements can be met without the unnecessary duplication of effort and activity from resources. Due to the need for operational transparency and increasing in rules and regulations in the business environment, Companies are increasingly adopting the use of consolidated sets of compliance controls. Regulatory adherence can be a time consuming but it is essential for the business within a regulated firm. Non-compliance, however, can prove far more costly in terms of reputation, management time and financial outcome.

The compliance unit can assist your company with your regulatory obligations. Our team members have a wealth of knowledge and experience. Services offered include general compliance assistance, assistance with the submission of an authorisation application, compilation of compliance manuals and associated documentation, maintain monitoring review programmes, compliance advice on the implications of strategic developments, carry out regulatory risk assessment. You can have the reassurance and confidence that our consultants team understand the regulatory challenges to your business and will deal with them in a professional, practical and efficient manner to ensure your company achieves its goals.